SFC Licences of LUI Chi Man, Alan 雷子文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 December 2013 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 December 2013 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 19 January 2010 | 30 November 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 January 2010 | 30 November 2013 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 14 August 2007 | 21 March 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 August 2006 | 16 July 2007 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 26 October 2005 | 31 July 2006 |