SFC Licences of SHI Xiaoting 施曉廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 2 | 10 April 2012 | 22 February 2013 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 05 March 2012 | 22 February 2013 |
| Brown Brothers Harriman (Hong Kong) Limited | RE | 1 | 24 November 2005 | 21 April 2011 |