SFC Licences of LO Man Un 羅文遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CFS Capital Limited 中金策資本有限公司 RO 4 04 October 2019
CFS Capital Limited 中金策資本有限公司 RO 9 17 July 2019
Da Wan Asset Management Limited 大灣區資產管理有限公司 RO 9 13 December 2018 30 June 2019
Da Wan Asset Management Limited 大灣區資產管理有限公司 RO 4 13 December 2018 30 June 2019
CFS Capital Limited 中金策資本有限公司 RO 9 15 February 2018 30 November 2018
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 RO 9 02 August 2016 15 February 2018
Infinite Success Assets Management Limited 豐碩資產管理有限公司 RO 9 08 June 2016 31 July 2016
Infinite Success Assets Management Limited 豐碩資產管理有限公司 RO 4 08 June 2016 31 July 2016
Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司 RE 9 12 November 2013 03 June 2016
Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司 RO 9 09 December 2010 12 November 2013
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 20 September 2005 15 June 2006
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 20 September 2005 15 June 2006