SFC Licences of TONG Yat Lai, Elliot 唐逸禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 10 February 2017 | 21 March 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 10 February 2017 | 21 March 2022 |
| UBS Securities Asia Limited | RE | 2 | 10 February 2017 | 21 March 2022 |
| UBS Securities Asia Limited | RE | 1 | 10 February 2017 | 21 March 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 28 January 2014 | 23 September 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 28 January 2014 | 23 September 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 28 October 2013 | 23 September 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 28 October 2013 | 23 September 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 28 October 2013 | 23 September 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 October 2013 | 23 September 2016 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 23 September 2005 | 14 October 2006 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 23 September 2005 | 14 October 2006 |