SFC Licences of KITAOKA Tomochika
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 25 February 2019 | 02 March 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 03 October 2013 | 31 December 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 24 June 2013 | 26 June 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 14 January 2013 | 17 January 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 March 2006 | 31 March 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 September 2005 | 29 September 2005 |