SFC Licences of KUM Kit Ching, Catherine 甘潔貞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RO	9	28 October 2021	01 April 2022
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RO	4	28 October 2021	01 April 2022
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RO	1	28 October 2021	01 April 2022
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RO	9	28 October 2021	01 April 2022
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RO	4	28 October 2021	01 April 2022
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RO	1	28 October 2021	01 April 2022
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RE	9	05 October 2021	28 October 2021
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RE	4	05 October 2021	28 October 2021
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RE	1	05 October 2021	28 October 2021
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RE	9	05 October 2021	28 October 2021
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RE	4	05 October 2021	28 October 2021
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RE	1	05 October 2021	28 October 2021
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RE	4	18 January 2019	15 August 2020
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RE	9	11 December 2018	15 August 2020
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RE	1	11 December 2018	15 August 2020
Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司	RE	9	26 August 2013	01 October 2018
Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司	RE	1	26 August 2013	01 October 2018
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RO	4	06 January 2012	01 July 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RE	9	06 December 2011	01 July 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RE	1	06 December 2011	01 July 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RE	4	06 December 2011	06 January 2012
Money Concepts (Asia) Limited 美國萬利理財有限公司	RO	4	29 October 2010	21 November 2011
Money Concepts (Asia) Limited 美國萬利理財有限公司	RE	9	29 October 2010	21 November 2011
Money Concepts (Asia) Limited 美國萬利理財有限公司	RE	4	30 August 2010	29 October 2010
GT Asset & Portfolio Management Limited 廣達資產管理有限公司	RE	4	25 April 2007	25 July 2010
Money Concepts (Asia) Limited 美國萬利理財有限公司	RE	4	03 November 2005	18 December 2006