SFC Licences of CHAU Tak Chun, Dickson 鄒德進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nerico Brothers Limited | RE | 1 | 09 January 2012 | 10 May 2013 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 29 December 2008 | 20 February 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 September 2005 | 22 November 2005 |
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 30 September 2005 | 22 November 2005 |