SFC Licences of KAN Kit Ming, Mandy 簡潔明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Royal Bank of Canada 加拿大皇家銀行 | 1 | 29 September 2017 | ||
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 20 March 2007 | 11 October 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 20 March 2007 | 11 October 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 March 2007 | 11 October 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 02 March 2007 | 11 October 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 October 2005 | 31 January 2007 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 14 October 2005 | 31 January 2007 |