SFC Licences of LAI Yuen Chun 黎遠真
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 4 | 16 August 2023 | |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RO | 4 | 06 February 2023 | 16 August 2023 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RO | 9 | 06 February 2023 | |
| Nerico Brothers Limited | RE | 9 | 12 February 2018 | 13 May 2022 |
| Nerico Brothers Limited | RE | 2 | 07 December 2017 | 13 May 2022 |
| Nerico Brothers Limited | RE | 1 | 07 December 2017 | 13 May 2022 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 03 January 2017 | 30 November 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 24 October 2016 | 30 November 2017 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 08 September 2014 | 30 September 2016 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 October 2005 | 01 March 2006 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 14 October 2005 | 01 March 2006 |