SFC Licences of CHOW Alice Wai Yin 周慧妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 9 | 09 December 2016 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 09 December 2016 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 1 | 09 December 2016 | |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 9 | 15 February 2016 | |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 1 | 15 February 2016 | |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 9 | 04 October 2010 | 15 February 2016 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 21 December 2009 | 15 February 2016 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 28 November 2005 | 19 December 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 28 November 2005 | 19 December 2009 |