SFC Licences of LLOYD JONES Adam Copland
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T.F.S. Derivatives HK Limited | RE | 1 | 04 September 2018 | 31 March 2021 |
T.F.S. Derivatives HK Limited | RE | 2 | 03 January 2012 | 31 March 2021 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 06 January 2009 | 10 November 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 18 March 2008 | 22 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 20 June 2006 | 22 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 20 June 2006 | 22 August 2008 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 18 October 2005 | 23 January 2006 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 18 October 2005 | 23 January 2006 |