SFC Licences of TSAI Teddy Hong Teh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 27 March 2008 | 19 May 2010 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 27 March 2008 | 19 May 2010 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 27 March 2008 | 19 May 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 November 2005 | 01 March 2008 |