SFC Licences of LIM Soo Hai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 9 | 11 September 2018 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 5 | 11 September 2018 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 4 | 11 September 2018 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 2 | 11 September 2018 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 1 | 11 September 2018 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 02 June 2008 | 11 September 2018 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 15 May 2007 | 11 September 2018 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 23 June 2006 | 11 September 2018 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 07 November 2005 | 11 September 2018 |