SFC Licences of LIU Hok Sum Sam 廖學琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 14 January 2013 | 01 June 2017 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 14 January 2013 | 01 June 2017 |
| Funderstone Securities Limited | RE | 1 | 24 April 2009 | 31 December 2012 |
| Funderstone Futures Limited | RE | 2 | 24 April 2009 | 31 December 2012 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 31 December 2005 | 01 August 2007 |