SFC Licences of MING Albert 明耀文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| The Core Securities Company Limited 核聚證券有限公司 | RO | 9 | 05 March 2018 | 22 July 2019 |
| The Core Securities Company Limited 核聚證券有限公司 | RO | 4 | 05 March 2018 | 22 July 2019 |
| The Core Securities Company Limited 核聚證券有限公司 | RO | 1 | 05 March 2018 | 22 July 2019 |
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 05 March 2014 | 16 August 2016 |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 05 March 2014 | 16 August 2016 |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 05 March 2014 | 16 August 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 07 August 2013 | 05 March 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 07 August 2013 | 05 March 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 07 August 2013 | 05 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 November 2005 | 02 August 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 November 2005 | 02 August 2008 |