SFC Licenceholders of The Core Securities Company Limited 核聚證券有限公司
- inquiry@tcsec.com
- Website
- www.tcsec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHANG Ming Fai 鄭明輝 | RO | 4 | 28 August 2018 | 25 June 2019 |
| CHANG Ming Fai 鄭明輝 | RE | 1 | 03 July 2018 | 28 August 2018 |
| CHANG Ming Fai 鄭明輝 | RE | 4 | 03 July 2018 | 28 August 2018 |
| CHANG Ming Fai 鄭明輝 | RO | 1 | 28 August 2018 | 25 June 2019 |
| CHANG Ming Fai 鄭明輝 | RE | 9 | 21 September 2018 | 25 June 2019 |
| CHEN Ciyang 陈慈扬 | RE | 1 | 09 January 2024 | 06 February 2024 |
| CHEN Yat Sun 陳一新 | RO | 9 | 02 June 2015 | 26 April 2017 |
| CHEN Yat Sun 陳一新 | RO | 4 | 22 September 2014 | 26 April 2017 |
| CHEN Yat Sun 陳一新 | RO | 1 | 22 September 2014 | 26 April 2017 |
| CHENG Man Kwong 鄭文光 | RE | 4 | 07 November 2017 | 28 July 2018 |
| CHENG Man Kwong 鄭文光 | RE | 9 | 07 November 2017 | 28 July 2018 |
| CHENG Man Kwong 鄭文光 | RO | 1 | 17 July 2017 | 28 July 2018 |
| GAO Yue 高悅 | RE | 1 | 12 March 2021 | 06 April 2023 |
| HO King Fai 何勁輝 | RE | 9 | 19 February 2024 | |
| HO King Fai 何勁輝 | RE | 4 | 19 February 2024 | |
| HO King Fai 何勁輝 | RE | 1 | 19 February 2024 | |
| HSIEH Wei-Horng 謝偉鴻 | RO | 1 | 29 July 2019 | 17 July 2020 |
| HSIEH Wei-Horng 謝偉鴻 | RO | 4 | 29 July 2019 | 17 July 2020 |
| HSIEH Wei-Horng 謝偉鴻 | RO | 9 | 29 July 2019 | 17 July 2020 |
| HUYNH Yu-ching 黃鈺景 | RE | 1 | 04 January 2011 | 24 December 2012 |
| IP Ka Yeung 葉家楊 | RE | 1 | 11 October 2019 | 18 December 2020 |
| IP Ka Yeung 葉家楊 | RE | 4 | 16 October 2019 | 18 December 2020 |
| IP Ka Yeung 葉家楊 | RE | 9 | 16 October 2019 | 18 December 2020 |
| JUAN Cheng-Han 阮正翰 | RE | 4 | 05 December 2018 | 15 April 2019 |
| JUAN Cheng-Han 阮正翰 | RE | 1 | 28 September 2018 | 15 April 2019 |
| LAM King Tai 林景泰 | RE | 9 | 30 November 2016 | 11 July 2017 |
| LAM King Tai 林景泰 | RO | 4 | 14 September 2016 | 11 July 2017 |
| LAM King Tai 林景泰 | RO | 1 | 14 September 2016 | 11 July 2017 |
| LAM King Tai 林景泰 | RE | 4 | 01 August 2016 | 14 September 2016 |
| LAM King Tai 林景泰 | RE | 1 | 01 August 2016 | 14 September 2016 |
| LAU Chin Yung, Andy 劉展榕 | RO | 4 | 07 May 2012 | 13 December 2012 |
| LAU Chin Yung, Andy 劉展榕 | RO | 1 | 07 May 2012 | 13 December 2012 |
| LAU Chin Yung, Andy 劉展榕 | RE | 1 | 13 April 2012 | 07 May 2012 |
| LAU Hiu Fung 劉曉峰 | RO | 1 | 28 September 2018 | 16 January 2023 |
| LAU Hiu Fung 劉曉峰 | RO | 4 | 28 September 2018 | 16 January 2023 |
| LAU Hiu Fung 劉曉峰 | RE | 9 | 28 September 2017 | 16 January 2023 |
| LAU Hiu Fung 劉曉峰 | RE | 4 | 28 September 2017 | 28 September 2018 |
| LAU Hiu Fung 劉曉峰 | RE | 1 | 28 September 2017 | 28 September 2018 |
| LAU Kan Wah 劉勤華 | RE | 1 | 24 October 2018 | 08 April 2019 |
| LAU Kan Wah 劉勤華 | RE | 4 | 24 October 2018 | 08 April 2019 |
| LAU Kan Wah 劉勤華 | RE | 9 | 24 October 2018 | 08 April 2019 |
| LEUNG Wai Wa, Terry 梁偉華 | RO | 4 | 07 September 2018 | 17 July 2020 |
| LEUNG Wai Wa, Terry 梁偉華 | RO | 9 | 07 September 2018 | 17 July 2020 |
| LEUNG Wai Wa, Terry 梁偉華 | RO | 1 | 11 July 2018 | 17 July 2020 |
| LEUNG Wai Wa, Terry 梁偉華 | RE | 1 | 30 May 2018 | 11 July 2018 |
| LI Yujie 李鈺洁 | RE | 1 | 07 November 2022 | 10 March 2023 |
| MING Albert 明耀文 | RO | 9 | 05 March 2018 | 22 July 2019 |
| MING Albert 明耀文 | RO | 4 | 05 March 2018 | 22 July 2019 |
| MING Albert 明耀文 | RO | 1 | 05 March 2018 | 22 July 2019 |
| MO Bing 莫兵 | RO | 4 | 19 November 2010 | 15 February 2013 |
| MO Bing 莫兵 | RO | 1 | 19 November 2010 | 15 February 2013 |
| NG Chau Fai 吳周輝 | RE | 1 | 21 November 2022 | 13 March 2023 |
| NG Sai Tong 伍世棠 | RE | 4 | 18 November 2020 | 19 November 2020 |
| NG Sai Tong 伍世棠 | RO | 1 | 19 November 2020 | 16 July 2022 |
| NG Sai Tong 伍世棠 | RO | 9 | 19 November 2020 | 16 July 2022 |
| NG Sai Tong 伍世棠 | RE | 1 | 18 November 2020 | 19 November 2020 |
| NG Sai Tong 伍世棠 | RO | 4 | 19 November 2020 | 16 July 2022 |
| NG Sai Tong 伍世棠 | RE | 9 | 18 November 2020 | 19 November 2020 |
| NG Siu Fai, Stephen 吳兆輝 | RO | 9 | 17 July 2017 | 28 July 2018 |
| NG Siu Fai, Stephen 吳兆輝 | RO | 4 | 17 July 2017 | 28 July 2018 |
| NG Siu Fai, Stephen 吳兆輝 | RO | 1 | 17 July 2017 | 28 July 2018 |
| ONG Steven Shihpo 翁士博 | RE | 1 | 02 December 2019 | 26 January 2021 |
| ONG Steven Shihpo 翁士博 | RE | 4 | 02 December 2019 | 26 January 2021 |
| PAK Yu Fai 白羽揮 | RO | 1 | 26 April 2022 | 28 February 2023 |
| PAK Yu Fai 白羽揮 | RO | 9 | 16 May 2022 | 16 November 2022 |
| PAK Yu Fai 白羽揮 | RO | 4 | 26 April 2022 | 28 February 2023 |
| PAN Chunling 潘春伶 | RE | 9 | 20 October 2023 | |
| PAN Chunling 潘春伶 | RE | 4 | 20 October 2023 | |
| PAN Chunling 潘春伶 | RE | 3 | 20 October 2023 | |
| PAN Chunling 潘春伶 | RE | 1 | 14 April 2023 | |
| SETO Kin Yan Roy 司徒健欣 | RE | 1 | 19 June 2020 | 18 September 2020 |
| SETO Kin Yan Roy 司徒健欣 | RO | 9 | 16 July 2020 | 18 September 2020 |
| SETO Kin Yan Roy 司徒健欣 | RE | 9 | 19 June 2020 | 16 July 2020 |
| SETO Kin Yan Roy 司徒健欣 | RE | 4 | 19 June 2020 | 16 July 2020 |
| SETO Kin Yan Roy 司徒健欣 | RO | 4 | 16 July 2020 | 18 September 2020 |
| SIU Kai Chi, Jimmy 蕭啟智 | RO | 4 | 19 November 2010 | 17 February 2016 |
| SIU Kai Chi, Jimmy 蕭啟智 | RO | 1 | 19 November 2010 | 17 February 2016 |
| TSE Yip Kan 謝業勤 | RE | 1 | 18 March 2024 | |
| TSO Chi Lik 左自力 | RO | 1 | 24 July 2020 | 27 August 2020 |
| TSO Chi Lik 左自力 | RE | 4 | 03 June 2020 | 24 July 2020 |
| TSO Chi Lik 左自力 | RO | 4 | 24 July 2020 | 27 August 2020 |
| TSO Chi Lik 左自力 | RO | 9 | 24 July 2020 | 27 August 2020 |
| TSO Chi Lik 左自力 | RE | 9 | 03 June 2020 | 24 July 2020 |
| WANG Yue 王玥 | RE | 1 | 18 February 2021 | 26 February 2021 |
| WONG Ka Hei 黃家禧 | RE | 1 | 04 August 2017 | 21 August 2017 |
| WONG Kwai Chiu 王貴釗 | RO | 4 | 19 November 2010 | 29 February 2012 |
| WONG Kwai Chiu 王貴釗 | RO | 1 | 19 November 2010 | 29 February 2012 |
| WONG Wun Yuen 黃煥沅 | RE | 9 | 12 May 2022 | 27 February 2023 |
| WONG Wun Yuen 黃煥沅 | RE | 4 | 12 May 2022 | 08 June 2022 |
| WONG Wun Yuen 黃煥沅 | RO | 9 | 27 February 2023 | |
| WONG Wun Yuen 黃煥沅 | RE | 1 | 12 May 2022 | 08 June 2022 |
| WONG Wun Yuen 黃煥沅 | RO | 3 | 30 August 2023 | |
| WONG Wun Yuen 黃煥沅 | RO | 4 | 08 June 2022 | |
| WONG Wun Yuen 黃煥沅 | RO | 1 | 08 June 2022 | |
| YANG Chao 楊超 | RO | 3 | 30 August 2023 | |
| YANG Chao 楊超 | RO | 9 | 24 August 2020 | |
| YANG Chao 楊超 | RO | 4 | 10 October 2019 | |
| YANG Chao 楊超 | RO | 1 | 10 October 2019 | |
| YANG Chao 楊超 | RE | 9 | 26 September 2019 | 24 August 2020 |
| YEUNG Nga Ying 楊雅瑩 | RO | 4 | 15 September 2017 | 20 April 2018 |
| YEUNG Nga Ying 楊雅瑩 | RO | 1 | 15 September 2017 | 20 April 2018 |
| YU Hin Yin 余軒然 | RO | 9 | 02 June 2015 | 20 June 2017 |
| YU Hin Yin 余軒然 | RO | 4 | 15 February 2013 | 20 June 2017 |
| YU Hin Yin 余軒然 | RO | 1 | 15 February 2013 | 20 June 2017 |
| ZHANG Bo 張博 | RE | 3 | 25 September 2023 | |
| ZHANG Bo 張博 | RE | 9 | 29 January 2021 | |
| ZHANG Bo 張博 | RE | 1 | 29 January 2021 | |
| ZHANG Bo 張博 | RE | 4 | 29 January 2021 | |
| ZHANG Enwei 張恩維 | RE | 1 | 27 April 2023 | |
| ZHANG JINGHAN 張靖晗 | RE | 9 | 29 March 2023 | |
| ZHANG JINGHAN 張靖晗 | RE | 4 | 29 March 2023 | |
| ZHANG JINGHAN 張靖晗 | RE | 3 | 25 September 2023 | |
| ZHANG JINGHAN 張靖晗 | RE | 1 | 07 February 2022 | |
| ZHENG Shutao 鄭書濤 | RE | 1 | 09 January 2023 | 30 April 2023 |