SFC Licences of CHAN Shuet Sum, Isabella 陳雪心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 4 | 05 July 2021 | 17 June 2022 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 05 July 2021 | 17 June 2022 |
| Franklin Templeton Investments (Asia) Limited | RE | 4 | 05 July 2021 | 17 June 2022 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 05 July 2021 | 17 June 2022 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RO | 4 | 23 October 2020 | 05 July 2021 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RO | 1 | 23 October 2020 | 05 July 2021 |
| Franklin Templeton Investments (Asia) Limited | RO | 4 | 23 October 2020 | 05 July 2021 |
| Franklin Templeton Investments (Asia) Limited | RO | 1 | 17 October 2017 | 05 July 2021 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 13 December 2005 | 17 October 2017 |