SFC Licences of LAM Ka Chi, Samuel 林嘉智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 10 April 2017 | 04 July 2018 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 10 April 2017 | 04 July 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 08 March 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 March 2007 | 20 August 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 14 March 2007 | 08 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 March 2007 | 08 March 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 05 January 2006 | 12 September 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 January 2006 | 12 September 2006 |