SFC Licences of AU Kwun Mo 區君模

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chief Securities Limited 致富證券有限公司 RE 4 17 June 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 30 September 2010
Chief Securities Limited 致富證券有限公司 RE 1 05 March 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 22 August 2006 13 January 2007
Chief Securities Limited 致富證券有限公司 RE 1 16 December 2005 10 August 2006