SFC Licences of AU Kwun Mo 區君模
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 4 | 17 June 2016 | |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 30 September 2010 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 05 March 2007 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 22 August 2006 | 13 January 2007 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 16 December 2005 | 10 August 2006 |