SFC Licences of MOK Siu Kin 莫紹堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 9 | 22 September 2011 | 31 October 2022 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 1 | 22 September 2011 | 31 October 2022 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 11 July 2011 | 22 September 2011 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 11 July 2011 | 22 September 2011 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 2 | 12 April 2006 | 09 June 2011 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 03 January 2006 | 09 June 2011 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 1 | 03 January 2006 | 09 June 2011 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 03 January 2006 | 09 June 2011 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 03 January 2006 | 09 June 2011 |