Current licenceholders of AAA121 JPMorgan Asset Management (Asia Pacific) Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LUKE Chi Man, Carmen 陸至雯 RE 9 (Asset Management), 4 (Advising on Securities) 2021-02-19
LAM Hok Hoi 林學海 RE 4 (Advising on Securities) 2021-02-16
SAU Long Sze 仇朗思 RE 4 (Advising on Securities), 9 (Asset Management) 2020-12-31
TAN Li 谭力 RE 9 (Asset Management), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2020-12-10
LEUNG Kit Yee, Elka 梁潔儀 RO 4 (Advising on Securities), 9 (Asset Management) 2020-10-30
NG Tsz Kin 吳子健 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2020-10-16
YEO Cheng Hong, Alex RE 4 (Advising on Securities), 9 (Asset Management) 2020-09-14
YANG Tianhong 楊天泓 RE 4 (Advising on Securities), 9 (Asset Management) 2020-07-08
CAINES Rory Thomas RE 9 (Asset Management) 2020-06-16
CAINES Rory Thomas RE 4 (Advising on Securities) 2020-05-25
CHUANG Albert RO 4 (Advising on Securities), 9 (Asset Management) 2020-05-13
XU Dan 徐丹 RE 9 (Asset Management), 4 (Advising on Securities) 2020-03-27
LAU Cheuk Hon 劉卓洭 RE 9 (Asset Management), 4 (Advising on Securities) 2020-03-10
MON Hiu Tung 蒙曉彤 RE 9 (Asset Management), 4 (Advising on Securities) 2020-01-07
MA Jingyu 马靓钰 RE 9 (Asset Management), 4 (Advising on Securities) 2019-12-19
CHAN Chak Kuen 陳澤權 RE 5 (Advising on Futures Contracts) 2019-10-04
CHAN Chak Kuen 陳澤權 RE 9 (Asset Management), 4 (Advising on Securities) 2019-09-24
LAM Lai Ting, Claude 林澧廷 RE 9 (Asset Management) 2019-09-23
LEE Wai Ling 利惠玲 RE 4 (Advising on Securities), 9 (Asset Management) 2019-09-23
WEI Xiang 魏翔 RE 4 (Advising on Securities), 9 (Asset Management) 2019-09-19
GUHATHAS Rogaan RE 4 (Advising on Securities), 9 (Asset Management) 2019-09-10
SONG Yanlan 宋艷蘭 RE 9 (Asset Management), 4 (Advising on Securities) 2019-08-29
SHE Pui Ka 佘珮嘉 RE 4 (Advising on Securities), 9 (Asset Management) 2019-07-29
KIM Sunghun 金成勳 RE 9 (Asset Management), 4 (Advising on Securities) 2019-07-17
SONG Rui 宋睿 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2019-06-06
LAI Wai Heng 賴衛衡 RE 9 (Asset Management), 4 (Advising on Securities) 2019-04-15
CHOI Janice Su Yun 蔡絮因 RE 9 (Asset Management), 4 (Advising on Securities) 2019-04-15
SU Akimi RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 9 (Asset Management) 2019-03-29
NISHI Ako RE 2 (Dealing in Futures Contracts), 9 (Asset Management), 1 (Dealing in Securities) 2019-03-29
TAO Wei Vivian RE 9 (Asset Management), 5 (Advising on Futures Contracts) 2019-03-25
LAM Chak Yu 林澤瑜 RE 4 (Advising on Securities), 9 (Asset Management) 2019-03-11
TAO Wei Vivian RE 4 (Advising on Securities) 2019-02-18
SHENG Nan 盛楠 RE 9 (Asset Management) 2019-01-30
WATKINS Daniel James RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2019-01-25
POWELL Charlotte Fleming RE 4 (Advising on Securities) 2019-01-23
LEUNG Man Joe, Joseph 梁文祖 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-01-22
HE Lin 何琳 RE 9 (Asset Management), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2019-01-16
SHENG Nan 盛楠 RE 4 (Advising on Securities) 2018-12-24
CHEN Hsiang Ling 陳香綾 RE 4 (Advising on Securities), 9 (Asset Management) 2018-11-19
CUNNINGHAM Sean Lee RE 9 (Asset Management) 2018-10-24
LIN Pingyi 林娉伊 RE 9 (Asset Management), 4 (Advising on Securities) 2018-10-18
STEWART Jordan Daniel RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2018-10-16
CUNNINGHAM Sean Lee RE 4 (Advising on Securities) 2018-10-15
LAW Vanessa 羅嘉麗 RE 1 (Dealing in Securities), 9 (Asset Management), 2 (Dealing in Futures Contracts) 2018-10-08
LAM Yee Mei 林綺薇 RE 4 (Advising on Securities), 9 (Asset Management) 2018-10-04
LAU Tung Tung, Christy 劉桐彤 RE 9 (Asset Management), 4 (Advising on Securities) 2018-08-23
SZE Vivian Ying Ying 施盈盈 RE 4 (Advising on Securities), 9 (Asset Management) 2018-08-09
GOLDFELD Leon RO 5 (Advising on Futures Contracts) 2018-08-07
YEUNG Wing Sze 楊詠詩 RO 9 (Asset Management), 4 (Advising on Securities) 2018-08-02
CALLEGARI Julio Cesar RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2018-08-01
TUEN MUK Hoi Ning, Helen 端木愷寧 RE 4 (Advising on Securities), 9 (Asset Management) 2018-07-26
WANG Yue 汪玥 RE 4 (Advising on Securities), 9 (Asset Management) 2018-07-04
LEE Ji Hyun 李知炫 RE 4 (Advising on Securities), 9 (Asset Management) 2018-06-27
HO Shaw Yann 何少燕 RO 9 (Asset Management), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-29
EL ASMAR Philippe RO 9 (Asset Management), 4 (Advising on Securities) 2018-05-29
SCHOEWITZ Patrik Heinrich RE 4 (Advising on Securities), 9 (Asset Management) 2018-05-15
CHENG Yan Kit 鄭欣傑 RE 9 (Asset Management), 4 (Advising on Securities) 2018-04-18
MARIANI Christian RE 4 (Advising on Securities), 9 (Asset Management) 2018-04-11
LUK Ching Laam 陸靜嵐 RE 4 (Advising on Securities), 9 (Asset Management) 2018-03-13
HUI Cheung Tai 許長泰 RO 4 (Advising on Securities), 9 (Asset Management) 2018-02-02
NG Ka Li 吳家俐 RO 4 (Advising on Securities), 9 (Asset Management) 2017-12-13
CHONG Chu Man 莊主文 RE 9 (Asset Management), 4 (Advising on Securities) 2017-12-04
ROSKELL Jeffrey James RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2017-12-04
WANG Howard Hao RE 4 (Advising on Securities), 9 (Asset Management) 2017-11-23
YIP Yan Ki Candy 葉欣琪 RE 4 (Advising on Securities), 9 (Asset Management) 2017-11-21
NEOH Paul Keen Wooi RE 4 (Advising on Securities), 9 (Asset Management) 2017-11-20
DAVIDS Mark Robert John RO 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2017-11-17
PERRIN Mark Richard RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2017-10-11
EBRAHIM Ayaz Hatim RO 5 (Advising on Futures Contracts) 2017-10-03
WANG Jeffrey Feng 王風 RE 4 (Advising on Securities), 9 (Asset Management) 2017-09-15
WU Qiujie 吳秋婕 RE 9 (Asset Management), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-09-14
CHUNG Wai Bu Gloria 鍾慧寶 RE 9 (Asset Management) 2017-09-13
RASTOGI Sagar Yogesh RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2017-09-11
PANJWANI Rajesh RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2017-08-16
STOEGNER Thomas RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2017-07-11
TREVES Alexander Richard RE 4 (Advising on Securities), 9 (Asset Management) 2017-07-10
XU Na 徐娜 RE 9 (Asset Management), 4 (Advising on Securities) 2017-06-26
MAO Qiyu 毛起禹 RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2017-04-27
JIANG Yan 江彥 RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2017-04-24
VIJ Arjun RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2016-12-20
BIAN Ce 卞策 RE 4 (Advising on Securities), 9 (Asset Management) 2016-10-31
PANG Jason Yat Sing 彭逸升 RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2016-10-14
CHAN Pui Chi 陳沛芝 RE 9 (Asset Management), 4 (Advising on Securities) 2016-09-15
PENG Vivian R 彭曉如 RE 2 (Dealing in Futures Contracts), 9 (Asset Management), 1 (Dealing in Securities) 2016-09-01
CHEAH Kheng Leong RE 4 (Advising on Securities), 9 (Asset Management) 2016-08-01
GOLDFELD Leon RO 9 (Asset Management), 4 (Advising on Securities) 2016-07-25
SMITH Christopher James RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2016-07-04
WANG Yifu 王一富 RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2016-07-04
WONG Chun Yu 黃俊儒 RE 5 (Advising on Futures Contracts) 2016-06-27
WU Mei Yen 吳美燕 RE 9 (Asset Management), 4 (Advising on Securities) 2016-06-15
KUROKI Noriko RE 4 (Advising on Securities), 9 (Asset Management) 2016-06-07
TANG Wai Nam 鄧偉南 RO 9 (Asset Management), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-05-17
SIKKA Karan RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2016-05-12
PANG Jun Yi 馮俊儀 RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2016-04-26
CHENG Sheng-Yen 鄭聖諺 RE 9 (Asset Management), 4 (Advising on Securities) 2016-04-12
TAM Wei Yeung Sunny 譚衛陽 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 9 (Asset Management) 2016-04-06
EBRAHIM Ayaz Hatim RO 4 (Advising on Securities), 9 (Asset Management) 2016-02-02
TITHERINGTON Richard Edward RO 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2016-01-25
JIN Yuejue 金玥珏 RE 9 (Asset Management), 4 (Advising on Securities) 2016-01-04
YI Jaehyun 李在賢 RE 4 (Advising on Securities), 9 (Asset Management) 2015-12-15
YU Cheng Wen 余鎮文 RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2015-12-14
SHEN Hsin 沈馨 RE 9 (Asset Management), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2015-12-10
CHOW Woon Tung, Marcella 周奐彤 RE 4 (Advising on Securities), 9 (Asset Management) 2015-12-01
WILCOX Nicholas John Alexander RE 4 (Advising on Securities), 9 (Asset Management) 2015-11-27
BRAY Lee Matthew RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 9 (Asset Management) 2015-11-26
COX Oliver Roland Charles RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2015-11-16
LI Tuo 李拓 RE 4 (Advising on Securities), 9 (Asset Management) 2015-11-06
WANG Qionghui 王琼慧 RO 4 (Advising on Securities), 9 (Asset Management) 2015-07-20
CHAN Francesco Chi Ho 陳智灝 RE 4 (Advising on Securities), 9 (Asset Management) 2015-06-10
SHEVLIN Aidan Daniel RO 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2015-05-28
PANG Yu Fai Ray 彭宇暉 RE 2 (Dealing in Futures Contracts), 9 (Asset Management), 1 (Dealing in Securities) 2015-05-22
ZHU Yan 朱妍 RE 4 (Advising on Securities), 9 (Asset Management) 2015-04-27
JIN Lily Yan RE 4 (Advising on Securities), 9 (Asset Management) 2015-02-16
LEUNG Man Joe, Joseph 梁文祖 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2015-02-16
CHANG An-chieh 張安傑 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2015-01-26
MOY Rachel Anne 梅馨尹 RE 9 (Asset Management), 4 (Advising on Securities) 2014-12-17
CHAN Dennis Chi Chung 陳子聰 RE 4 (Advising on Securities), 9 (Asset Management) 2014-09-05
WONG Chun Yu 黃俊儒 RE 4 (Advising on Securities), 9 (Asset Management) 2014-06-20
MA Qinqin 馬沁沁 RE 4 (Advising on Securities), 9 (Asset Management) 2014-05-26
LIENHARD Ruben Heinrich RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2014-05-02
NGIAM Ai Ling 嚴愛齡 RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2014-03-27
XIONG Tao 熊濤 RE 9 (Asset Management), 4 (Advising on Securities) 2014-03-10
PARK Nam Seok RE 4 (Advising on Securities), 9 (Asset Management) 2013-09-30
WONG Yee Lam 黃綺琳 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2013-09-16
HO Julie Shening 何世寧 RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2013-06-03
PREUSSNER Christian RE 4 (Advising on Securities) 2013-02-01
WU Lan 烏蘭 RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2012-10-15
HUI Ian Wai Heng 許慧恆 RE 4 (Advising on Securities), 9 (Asset Management) 2012-05-24
WONG Stephen 黃錦豪 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 9 (Asset Management) 2011-12-02
YU Pui Ling, Selina 余佩玲 RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2011-06-30
CHO John Won-Ki RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2011-06-01
MARONILLA Ramon Gregory Jr. Fong RE 9 (Asset Management), 4 (Advising on Securities) 2011-04-29
HADIWIDJAJA Theodorus Suwandana RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2011-02-07
CHAN Tsun Kay, Edwin 陳俊祺 RO 4 (Advising on Securities), 9 (Asset Management) 2010-12-22
SHIMADA MASAOMI 島田政臣 RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2010-06-28
MANN Chi Sam 文志生 RE 1 (Dealing in Securities), 9 (Asset Management), 2 (Dealing in Futures Contracts) 2010-05-24
LEUNG Bik Han, Lilian 梁碧嫻 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2010-04-29
LIU Regina Alexandra 廖卓慧 RE 4 (Advising on Securities), 9 (Asset Management) 2010-02-24
LLOYD JR Robert Donald RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2009-08-26
HUANG Shu Min 黃淑敏 RE 5 (Advising on Futures Contracts) 2008-06-19
LEE Man Yee 李敏儀 RE 9 (Asset Management), 4 (Advising on Securities) 2008-06-03
WANG Howard Hao RE 5 (Advising on Futures Contracts) 2007-10-30
MOU Yuan Hui 莫媛惠 RE 9 (Asset Management), 4 (Advising on Securities) 2007-09-19
TSANG Hiu Kei, Janet 曾曉琪 RE 9 (Asset Management), 4 (Advising on Securities) 2007-08-29
LU Junyu 呂俊瑜 RE 9 (Asset Management), 4 (Advising on Securities) 2007-04-25
HUANG Shu Min 黃淑敏 RE 9 (Asset Management) 2006-02-23
HUANG Shu Min 黃淑敏 RE 4 (Advising on Securities) 2006-02-21
NAIR Rajendra Ramachandran RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2005-07-22
OGOSHI Aisa RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2005-06-28
KWOK Wai Hei, Joanna 郭為熹 RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2003-04-01
KELLY LAU Judith RE 9 (Asset Management), 4 (Advising on Securities) 2003-04-01