SFC Licences of DERVILLE Guillaume Colin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BGC Securities (Hong Kong) LLC RE 2 11 December 2019 17 March 2020
BGC Securities (Hong Kong) LLC RE 1 11 December 2019 17 March 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 25 April 2012 30 April 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 14 September 2011 30 April 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 08 December 2010 30 April 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 08 December 2010 30 November 2015
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 08 December 2010 30 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 08 June 2009 23 June 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 08 June 2009 23 June 2010
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 16 October 2006 14 June 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 29 December 2005 02 October 2006