SFC Licences of DERVILLE Guillaume Colin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BGC Securities (Hong Kong) LLC | RE | 2 | 11 December 2019 | 17 March 2020 |
BGC Securities (Hong Kong) LLC | RE | 1 | 11 December 2019 | 17 March 2020 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 25 April 2012 | 30 April 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 14 September 2011 | 30 April 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 08 December 2010 | 30 April 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 08 December 2010 | 30 November 2015 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 08 December 2010 | 30 December 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 08 June 2009 | 23 June 2010 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 08 June 2009 | 23 June 2010 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 16 October 2006 | 14 June 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 29 December 2005 | 02 October 2006 |