SFC Licences of WONG Lok Him, Howard 王諾謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SR Wealth Securities Limited 中富證券有限公司	RO	9	20 May 2022
SR Wealth Securities Limited 中富證券有限公司	RO	2	18 November 2021
SR Wealth Securities Limited 中富證券有限公司	RO	4	19 November 2019
SR Wealth Securities Limited 中富證券有限公司	RO	1	19 November 2019
SR Wealth Securities Limited 中富證券有限公司	RE	4	12 November 2019	19 November 2019
SR Wealth Securities Limited 中富證券有限公司	RE	1	12 November 2019	19 November 2019
Major Asset Management Limited 美捷資產管理有限公司	RO	9	29 August 2018	22 October 2019
Major Asset Management Limited 美捷資產管理有限公司	RO	4	29 August 2018	22 October 2019
Major Asset Management Limited 美捷資產管理有限公司	RO	1	29 August 2018	22 October 2019
Midas Securities Limited 金源證券有限公司	RO	9	21 February 2017	27 July 2018
Midas Securities Limited 金源證券有限公司	RO	4	21 February 2017	27 July 2018
Midas Securities Limited 金源證券有限公司	RO	2	21 February 2017	27 July 2018
Midas Securities Limited 金源證券有限公司	RO	1	21 February 2017	27 July 2018
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	9	24 July 2015	03 May 2016
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	4	02 June 2015	03 May 2016
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	2	10 July 2013	03 May 2016
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	1	04 October 2012	03 May 2016
Goldin Equities Limited 高銀(證券)有限公司	RO	1	01 September 2011	27 September 2012
Goldin Equities Limited 高銀(證券)有限公司	RE	2	03 February 2009	27 September 2012
Goldin Equities Limited 高銀(證券)有限公司	RE	1	27 July 2006	01 September 2011