SFC Licences of SO Pui Fung 蘇沛豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldhorse Capital Management (HK) Limited	RO	4	09 September 2024
Goldhorse Capital Management (HK) Limited	RO	1	09 September 2024
Goldhorse Capital Management (HK) Limited	RE	4	28 March 2024	09 September 2024
Goldhorse Capital Management (HK) Limited	RE	1	28 March 2024	09 September 2024
CMB International Securities Limited 招銀國際證券有限公司	RE	4	10 February 2023	27 November 2023
CMB International Securities Limited 招銀國際證券有限公司	RE	1	10 February 2023	27 November 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司	RO	4	29 December 2021	01 February 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司	RE	1	29 December 2021	01 February 2023
CMB International Securities Limited 招銀國際證券有限公司	RO	4	28 September 2016	05 May 2022
CMB International Securities Limited 招銀國際證券有限公司	RE	1	13 December 2013	22 February 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 June 2010	01 December 2013
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	9	16 October 2009	25 May 2010
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	1	14 July 2009	25 May 2010
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	4	23 January 2008	25 May 2010
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	06 February 2006	19 June 2006