SFC Licences of SO Pui Fung 蘇沛豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 4 29 December 2021
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 29 December 2021
CMB International Securities Limited 招銀國際證券有限公司 RO 4 28 September 2016 05 May 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 13 December 2013 22 February 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 June 2010 01 December 2013
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 16 October 2009 25 May 2010
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 14 July 2009 25 May 2010
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 23 January 2008 25 May 2010
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 06 February 2006 19 June 2006