SFC Licences of LEE Kit Shan 李潔珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 09 February 2015 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 03 September 2011 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 02 November 2010 | 03 September 2011 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 20 January 2006 | 20 November 2010 |