SFC Licences of LOK Tsz Hong 駱子康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KOG Forex Limited 國之匯有限公司 | RE | 3 | 25 June 2018 | 26 November 2019 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 27 August 2008 | 27 April 2009 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 30 June 2008 | 27 April 2009 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 30 June 2008 | 27 April 2009 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 04 October 2007 | 16 May 2008 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 13 September 2006 | 16 May 2008 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 26 January 2006 | 25 April 2006 |