SFC Licences of LEE Tak Choi 李德財
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 27 January 2011 | 07 July 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 27 January 2011 | 07 July 2011 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 16 October 2009 | 15 January 2011 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 16 October 2009 | 15 January 2011 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 04 December 2007 | 01 August 2008 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 October 2007 | 01 August 2008 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 July 2007 | 01 October 2007 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 03 March 2006 | 01 February 2007 |