SFC Licences of BARAM Geoffrey Ian 白恩榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 6 | 22 October 2018 | 30 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 22 October 2018 | 30 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 22 October 2018 | 30 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 14 August 2018 | 22 October 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 August 2018 | 22 October 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 August 2018 | 22 October 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 28 June 2016 | 22 June 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 28 June 2016 | 22 June 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 30 August 2010 | 28 June 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 August 2010 | 28 June 2016 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 07 April 2006 | 16 June 2007 |