SFC Licences of SULLIVAN James Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 09 January 2020 | |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 21 April 2009 | 31 December 2009 |
| Citadel Asia Limited | RE | 9 | 08 February 2006 | 15 July 2008 |