SFC Licences of YAU Wai Kuen, Stephen 邱偉權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 19 December 2013 | 27 January 2014 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 5 | 12 April 2006 | 17 June 2006 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 12 April 2006 | 17 June 2006 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RE | 4 | 12 April 2006 | 17 June 2006 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RE | 1 | 12 April 2006 | 17 June 2006 |