SFC Licences of SIU Chi Yiu, Kenny 邵志堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Prudential Brokerage Limited 信誠證券有限公司	RE	9	18 March 2024
Prudential Brokerage Limited 信誠證券有限公司	RE	4	18 March 2024
Prudential Brokerage Limited 信誠證券有限公司	RE	1	18 March 2024
Prudential Index Trading Company Limited 信誠期貨有限公司	RE	5	18 March 2024
Prudential Index Trading Company Limited 信誠期貨有限公司	RE	2	18 March 2024
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	9	26 July 2021	01 December 2023
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	5	08 October 2020	01 December 2023
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	4	08 October 2020	01 December 2023
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	2	08 October 2020	01 December 2023
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	1	08 October 2020	01 December 2023
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	1	10 February 2020	03 August 2020
Prudential Brokerage Limited 信誠證券有限公司	RE	1	03 August 2010	31 July 2019
Prudential Index Trading Company Limited 信誠期貨有限公司	RE	2	03 August 2010	31 July 2019