SFC Licences of LO Cheuk Yee, Helen 勞婥頤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Imagi Brokerage Limited	RO	9	24 May 2021
Imagi Brokerage Limited	RO	5	24 May 2021
Imagi Brokerage Limited	RO	4	24 May 2021
Imagi Brokerage Limited	RO	2	24 May 2021
Imagi Brokerage Limited	RO	1	24 May 2021
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司	RO	9	24 September 2020	23 April 2021
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司	RO	4	10 September 2020	23 April 2021
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司	RO	1	10 September 2020	23 April 2021
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司	RE	9	31 August 2020	24 September 2020
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司	RE	4	07 August 2020	10 September 2020
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司	RE	1	07 August 2020	10 September 2020
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RO	9	18 May 2020	29 May 2020
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司	RO	2	24 December 2019	29 May 2020
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司	RO	1	24 December 2019	29 May 2020
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RO	5	24 December 2019	29 May 2020
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RO	4	24 December 2019	29 May 2020
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RE	9	24 December 2019	18 May 2020
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司	RE	1	10 December 2019	24 December 2019
VBG Capital Limited 建泉融資有限公司	RO	1	14 November 2019	25 November 2019
VBG Capital Limited 建泉融資有限公司	RE	1	23 September 2019	14 November 2019
Wealth Link Securities Limited 富滙證券有限公司	RO	4	26 July 2019	19 August 2019
Wealth Link Securities Limited 富滙證券有限公司	RO	1	26 July 2019	19 August 2019
Yuan Tong Global Securities Limited 圓通環球證券有限公司	RO	2	11 June 2019	02 July 2019
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司	RE	9	26 February 2018	02 July 2019
Yuan Tong Global Securities Limited 圓通環球證券有限公司	RO	1	27 October 2017	02 July 2019
Nerico Brothers Limited	RE	2	31 July 2008	22 April 2017
Nerico Brothers Limited	RE	1	31 July 2008	22 April 2017
One China Securities Limited 一中證券有限公司	RE	2	02 May 2008	11 July 2008
One China Securities Limited 一中證券有限公司	RE	1	10 February 2006	11 July 2008