SFC Licences of WEN Hong 聞宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 4 | 04 September 2013 | 15 July 2016 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 06 September 2012 | 15 July 2016 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 11 July 2012 | 06 September 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 October 2006 | 10 January 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 11 October 2006 | 10 January 2012 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 16 February 2006 | 22 September 2006 |