SFC Licences of SESIN Karen Ann
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 14 September 2015 | 16 September 2015 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 04 May 2015 | 06 May 2015 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 16 March 2015 | 18 March 2015 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 23 September 2014 | 24 September 2014 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 17 February 2014 | 18 February 2014 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 09 July 2013 | 09 July 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 25 April 2013 | 26 April 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 08 October 2012 | 09 October 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 01 March 2006 | 02 March 2006 |