SFC Licences of SO Ka Hin 蘇嘉軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 03 June 2010 | |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 25 January 2008 | 16 March 2010 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 25 January 2008 | 16 March 2010 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 10 September 2007 | 11 January 2008 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 September 2007 | 11 January 2008 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 27 July 2006 | 30 August 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 19 April 2006 | 30 August 2007 |