SFC Licences of PALMETTO Erik Thomas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 03 November 2010
MainFirst Securities Hong Kong Limited RE 1 16 November 2009 12 July 2010
MainFirst Securities Hong Kong Limited RE 4 16 November 2009 12 July 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 24 March 2006 07 April 2006