SFC Licences of PALMETTO Erik Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 17 April 2023 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 03 November 2010 | 17 April 2023 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 16 November 2009 | 12 July 2010 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 16 November 2009 | 12 July 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 March 2006 | 07 April 2006 |