SFC Licences of DALMASSE Canute Howard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 4 13 February 2023 02 May 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 4 24 March 2021 02 May 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 7 11 October 2016 02 May 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 2 11 October 2016 02 May 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 1 11 October 2016 02 May 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 5 11 October 2016 29 April 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 7 11 July 2013 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 5 25 February 2013 29 April 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 1 05 July 2012 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 30 January 2012 02 May 2023
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 5 30 January 2012 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 2 30 January 2012 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 5 15 July 2011 25 February 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 15 July 2011 30 January 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 7 20 February 2009 06 March 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 09 March 2006 30 January 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 09 March 2006 30 January 2012