SFC Licences of YAP Chin Loong 葉晉榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Equities First Holdings Hong Kong Limited | RE | 1 | 21 September 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 07 June 2012 | 07 July 2016 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 07 July 2016 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 16 May 2007 | 16 October 2008 |
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 | RE | 6 | 18 August 2006 | 31 March 2007 |
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 | RE | 4 | 25 April 2006 | 31 March 2007 |