SFC Licences of YAP Chin Loong 葉晉榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Equities First Holdings Hong Kong Limited RE 1 21 September 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 07 June 2012 07 July 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 13 November 2008 07 July 2016
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 6 16 May 2007 16 October 2008
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 RE 6 18 August 2006 31 March 2007
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 RE 4 25 April 2006 31 March 2007