SFC Licences of GUI Lin 桂林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RO 9 13 November 2023
UBS Asset Management (Hong Kong) Limited RO 4 13 November 2023
UBS Asset Management (Hong Kong) Limited RO 1 13 November 2023
UBS Asset Management (Hong Kong) Limited RE 9 17 May 2022 13 November 2023
UBS Asset Management (Hong Kong) Limited RE 4 17 May 2022 13 November 2023
UBS Asset Management (Hong Kong) Limited RE 1 17 May 2022 13 November 2023
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 9 09 July 2019 14 April 2022
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RO 4 30 November 2018 14 April 2022
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RO 9 30 November 2018 09 July 2019
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RO 6 24 August 2012 14 April 2022
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 9 29 November 2010 30 November 2018
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 4 29 November 2010 30 November 2018
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 6 29 November 2010 24 August 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 March 2006 13 May 2006