SFC Licences of WINSPEAR Richard Dean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 23 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 September 2007 | 04 April 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 August 2007 | 04 April 2019 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 13 August 2007 | 19 February 2010 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 10 March 2006 | 21 July 2007 |