SFC Licences of LO Hi Fan 盧起帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 14 April 2011 18 July 2011
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 14 April 2011 18 July 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 15 June 2010 11 October 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 June 2010 11 October 2010
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 4 08 September 2009 10 March 2010
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 08 September 2009 10 March 2010
Emperor Securities Limited 英皇證券有限公司 RE 4 08 September 2009 10 March 2010
Emperor Securities Limited 英皇證券有限公司 RE 1 08 September 2009 10 March 2010
Emperor Futures Limited 英皇期貨有限公司 RE 2 08 September 2009 10 March 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 29 April 2008 13 August 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 29 April 2008 13 August 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 04 March 2008 13 August 2009
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 11 May 2006 07 January 2008