SFC Licences of LAM Cedric Yee Ip 林怡曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 10 August 2017 | 13 April 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 09 June 2015 | 13 April 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 09 June 2015 | 13 April 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 03 July 2012 | 30 April 2015 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 30 April 2015 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 23 December 2011 | 30 June 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 23 December 2011 | 30 June 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 29 March 2006 | 05 March 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 29 March 2006 | 05 March 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 29 March 2006 | 05 March 2010 |