SFC Licences of LAM Cedric Yee Ip 林怡曄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 10 August 2017 13 April 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 09 June 2015 13 April 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 09 June 2015 13 April 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 03 July 2012 30 April 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 July 2012 30 April 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 23 December 2011 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 23 December 2011 30 June 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 March 2006 05 March 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 29 March 2006 05 March 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 29 March 2006 05 March 2010