SFC Licences of LAU Wing Chung 劉穎聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 2 | 26 September 2023 | |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 9 | 09 April 2014 | |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 4 | 09 April 2014 | |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 1 | 09 April 2014 | |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 9 | 23 May 2011 | 30 June 2014 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 4 | 23 May 2011 | 30 June 2014 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 1 | 23 May 2011 | 30 June 2014 |
| Neuberger Berman Asia Limited | RE | 9 | 23 April 2008 | 14 March 2011 |
| Neuberger Berman Asia Limited | RE | 4 | 23 April 2008 | 14 March 2011 |
| Neuberger Berman Asia Limited | RE | 1 | 23 April 2008 | 14 March 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 02 January 2008 | 20 March 2008 |
| D.B. Zwirn Asia Partners Limited | RE | 4 | 03 April 2006 | 13 September 2007 |
| D.B. Zwirn Asia Partners Limited | RE | 1 | 03 April 2006 | 13 September 2007 |