SFC Licences of TENG Kai-Ling 鄧凱菱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 10 August 2007 | 22 March 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 25 June 2007 | 22 March 2010 |
| UBS Securities Asia Limited | RE | 4 | 03 April 2006 | 28 April 2007 |