SFC Licences of GAO Ming 高明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 04 February 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 August 2008 | 04 February 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 August 2008 | 06 September 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 April 2006 | 25 November 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 03 April 2006 | 25 November 2006 |