SFC Licences of BOGOSSIAN Alan Harry Gregoire Abel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Futures (Hong Kong) Limited | RE | 2 | 23 November 2007 | 10 December 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 23 November 2007 | 10 December 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 November 2007 | 10 December 2008 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 07 April 2006 | 26 October 2007 |