SFC Licences of LAM Lun Tun 林龍敦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RO | 5 | 26 July 2016 | 16 October 2020 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RO | 2 | 26 July 2016 | 16 October 2020 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RO | 5 | 29 December 2015 | 16 October 2020 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RO | 2 | 29 December 2015 | 16 October 2020 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 14 February 2013 | 16 October 2020 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 28 February 2012 | 29 December 2015 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 09 December 2008 | 04 February 2012 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 25 November 2008 | 04 February 2012 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 29 May 2006 | 24 October 2008 |