SFC Licences of WONG Wing To, Alex 黃穎濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司	RO	6	17 January 2023
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司	RO	4	17 January 2023
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司	RO	1	17 January 2023
AEM Investment Services Limited 明德企業投資有限公司	RO	4	21 December 2021	08 August 2022
AEM Investment Services Limited 明德企業投資有限公司	RO	1	21 December 2021	08 August 2022
AEM Capital Limited 明德企業融資有限公司	RE	6	20 December 2021	08 August 2022
J.P. Morgan Securities (Far East) Limited	RE	6	25 October 2017	14 February 2018
J.P. Morgan Securities (Far East) Limited	RE	4	25 October 2017	14 February 2018
J.P. Morgan Securities (Far East) Limited	RE	1	25 October 2017	14 February 2018
J.P. Morgan Securities (Far East) Limited	RE	6	30 September 2013	03 August 2017
J.P. Morgan Securities (Far East) Limited	RE	4	30 September 2013	03 August 2017
J.P. Morgan Securities (Far East) Limited	RE	1	30 September 2013	03 August 2017
Centaurus Capital (Hong Kong) Limited	RE	9	26 November 2012	01 May 2013
Centaurus Capital (Hong Kong) Limited	RE	4	26 November 2012	01 May 2013
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	03 December 2010	07 November 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	03 December 2010	07 November 2012
Lazard Asia (Hong Kong) Limited	RE	6	25 May 2009	06 July 2010
Lazard Asia (Hong Kong) Limited	RE	4	25 May 2009	06 July 2010
Lazard Asia (Hong Kong) Limited	RE	1	30 April 2009	06 July 2010
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	01 September 2008	28 February 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	10 September 2007	28 February 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	24 April 2006	16 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	24 April 2006	16 August 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	24 April 2006	16 August 2007