SFC Licences of LAU Chun Fai 劉振輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RO | 9 | 19 January 2017 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RO | 4 | 19 January 2017 | |
| Frontier Capital Management Limited 方達資本管理有限公司 | RO | 9 | 07 June 2016 | 15 January 2017 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RO | 4 | 07 June 2016 | 15 January 2017 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 09 May 2016 | 07 June 2016 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 09 May 2016 | 07 June 2016 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 13 September 2010 | 15 April 2015 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 4 | 13 September 2010 | 15 April 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 24 April 2006 | 20 August 2010 |