SFC Licences of BUTTERWORTH Gregory John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 January 2020 24 January 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 April 2019 06 May 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 October 2018 27 October 2018
Merrill Lynch Far East Limited RE 2 02 November 2015 28 September 2016
Merrill Lynch Far East Limited RE 1 02 November 2015 28 September 2016
Merrill Lynch (Asia Pacific) Limited RE 1 02 November 2015 28 September 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 10 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 20 June 2011 10 August 2015
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 20 June 2011 30 December 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 20 June 2011 30 December 2011
Merrill Lynch Far East Limited RE 2 02 September 2010 22 March 2011
Merrill Lynch Far East Limited RE 1 10 May 2006 22 March 2011
Merrill Lynch (Asia Pacific) Limited RE 1 10 May 2006 22 March 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 10 May 2006 02 September 2010